The nursery social state. On Pablo de Lora’s Los derechos en broma (2023). by Gerardo Muñoz

The crisis of the liberal legislative state is almost as old as the very project of the modern liberal state itself. And if we are to believe Carl Schmitt, the rise of the supreme values of the French revolution and ‘human rights’ (with its corollary of universal recognition within its normative system) also meant walking the fine line from the political theology of generative reform to the nihilism of ius revolutionis commanded by new discharges of individual will, political and technical movements, and immanent forces bringing the collapse of the separation between state and civil society. We are still living under its protracted shadow, albeit with a different intensity and intent. In his new book Los derechos en broma: la moralización de la política en las democracias liberales (Deusto, 2023), Pablo De Lora co-shares this point of departure, while daring to suggest a new sequence after the collapse of modern political form and legal order: we are currently living under a particular epochal transformation that is anti-legalist (sic) in nature – precisely because of its surplus of legal motorization – that erects a “nursery state” for the totality of the political community’s reasons and justification for action (De Lora 23). 

Although De Lora case studies shown are almost entirely derived from the Spanish and Latin American contemporary social contexts, I do think that his sharp diagnosis could be extended to the epoch itself without blurring the important nuances. This is an epoch of a reigning “emphatic constitutionalism” (Laporta) or the total Constitution (Loughlin), at the same time that it no longer takes too much effort to imagine a political community devoid of a legislative body, as one eminent constitutional scholar has said repeatedly [1]. We are already here. In other words, whether by excess or deficit, the overall purpose of moral driven legislation announces the internal transformation of modern politics as we know it, extending itself to a civilizational regression from the ideals and norms of the Enlightenment rooted in the fiction of the citizen, the binding of the social contract, and the invention of the principle of sovereign authority.

De Lora does not quite says it in this way, but I think I am not diverting too much of his cartography when extracting some of the central consequences of these internal moral substitutions that are palpable everywhere across the West: ecological legislation that increases social conductivity and expansion of natural destruction; ‘feminist’ anti-sexual aggression that leads to lowering of sentences for convicted sexual predators; the inflationary instrumental use of “Human Rights” for persons and things, but only defined narrowly by those that, under the thick haze of institutional hegemony, can deprive their political adversaries and enemies of the most basic legal guarantees of due process transforming them into non-persons. These ‘moral substitutions’ is part of the “ironic” and “futile” consequence of the sacralization of morality whose end is the management of the “social model” at all costs. According to Pablo De Lora, within the limits of confronting a social dilemma such as disability, the specificity of the “case” is turned on its head; what matters is the overall structural design of the social order and its infinite adaptive changes (De Lora 71-72).

This mutation generates all sorts of unintended consequences when the rhetoric of “social benefit” takes the lead. As De Lora writes: “No hay apoyo anticipado a la discapacidad mental sin reconocimiento de que el discapacitado mental no puede ejercer su autonomía en el futuro. Dicho de otro modo, la institución de las voluntades anticipada de la lógica desideratum de modelo “médico” de la discapacidad mental que se rehuye en beneficio del modelo social” (De Lora 85). And in spite of normative incoherence within an institutional system, the deflection to the “social model” requires ever-expanding commands, rules, principles, and hyper-amendments to guide the adverse proliferation of reasons for action within the social state (in the United States this is soften by the police powers of inter-agency statutes of the administrative state through cost&benefit balancing of discretionary principles under the supervision of the executive branch). This transformation entails the collapse of the internal mediation between the validity of norms and its foundation in social facts as in the classical construction. Thus, the expansion of value-driven legislation that also requires of specific adjudicative constitutional theories, such as legal interpretation and the theory of balancing of principles advocated by Robert Alexy, the sponsors of social neo-constitutionalism, but also the embedded dialogic ideological positions of constitutional scholars such as Roberto Gargarella (or in the United States context, the work of Mark Tushnet and the so-called anti-originalist ‘living constitutionalists’).

All things considered, the fundamental problem for De Lora is that this specific transformation enacts what he calls a “Estado parvulario” or ‘nursery state’ that he defines as: “El que denominado “Estado parvulario” da pábulo a que el poder público, en sus diversos instancias y encarnaciones, escamotee las realidades y consecuencias que conllevan algunas discapacidad per oa que lo haga de manera internamente inconsistente: tratando a los menores como adultos, pero sólo simbólicamente, y, en cambio, de manera efectiva, a todos los ciudada como menores, congénitamente desvalidos, incapaces de encarar la realidad” (De Lora 87). In the framework of the nursery state within its specific moral legislative apparatus, children become adults and the mature civil society regresses to an infantile stage. And like in a nursery setting, the democratic virtues pave the way for new dramatic effects where the function of rhetorical annunciation – so central for the any credentials of moral hegemony – forecloses the void between morality and politics in the wake of the unification that the social model requires to begin with (De Lora 89). 

This slippery slope can only lead straight to a sacralization of the political system that runs co-extensively with the infinite expansion of social rights; which, in turn, leads to an ever increasing conflict over the assumptions regarding its social facts (De Lora 151). In this narrow form, De Lora is audacious when citing Martin Loughlin’s recent indictment from his Against Constitutionalism (2022): “En la era de la Constitución total, el gobierno bajo el imperio de la ley ya no significa el gobierno sujeto a reglas formales independientemente pulgadas. Significa gobierno de acuerdo con principios abstractos de legalidad que adquieren significado sólo cuando son insuflados con valores…” (De Lora 188). And we know perhaps too well that values cannot be reasoned, but only weighted; values are commanded and taxed on the permanent devalorization of other values. This is why the rise of the value fabric of constitutionalism coincides with the ‘weighting’ proportionality of principles of law’s ideal social efficacy, to paraphrase Robert Alexy’s influential position as claim for “anti positivist legal justice” [2]. The nursery social state cannot be corrected merely from the position of the legislator; it can also be tracked as a triumph of moral jurisprudential theories of law that seek to overcome (and provide answers) to the overall crisis of institutional authority that characterized the so-called ordered liberty of the moderns. 

Is there anything to be done beyond a description? It is quite clear that Pablo De Lora’s ambition is not so much the proposition of a new political or legal philosophy as much as the sketch of the current epochal predicament in its current practice. This is already enough to welcome a robust analytical discussion of our predicament in Los derechos en broma (2023). However, there is a cobweb of affinities in De Lora’s own position towards the end of the book that, even if not fully developed, must be registered as a mode of conclusion. First, there is an affinity with John Hart Ely’s deferential conception of judicial power that aims at overseeing the procedural mechanism for the democratic deliberation and legislation over a hot-button issues. In this vein, De Lora shares Akhil Amar’s position regarding the overturning of Roe in the Dobbs’ decision; a conception that fully embodies judicial deference to diverse legislative majorities [3]. Secondly, De Lora favors a judicial minimalism associated with the doctrinal theory sponsored by James Bradley Thayer over the practice of judicial review of the Court (De Lora 233). And last, but not least, De Lora sees transformative potential in John Rawls’ assertion in his late Political Liberalism (1993) that the use of public reason is a comprehensive doctrine to deal with our fundamental disagreements and contentions over shared political values (De Lora 241).

I am not sure how deep or for how long does De Lora wants to go with Rawls; however, it is important to remember – and specially given the treatment of the ‘social model’ in the morality presented in Los derechos en broma (2023) – that insofar as social paternalism is concerned, Rawls’ late liberal political philosophy at the heart of the crisis of the secular liberal state amounts to a political conception that, as Eric Nelson has brilliantly shown, abandons the commitment of individual non-cooperation or refusal to cooperate with unjust moral legislative burdens, and thus making everyone stuck in the same ship [4]. This ship is the management and balancing of the totalization of the values being trafficked in the Social as ‘egalitarian’, although they are fully endowed as a seterological scheme of “election” (and who is elected) balanced by secondary compensations.

On a larger canvas, if the current political structure is defined as a nursery state of social rights, then this means that appealing to ideal positions of justified reasons, “diaphanous” deliberation, and well crafted citizen arguments belong to the age of maturity of the Enlightenment, but not to the stage of social infantile disorder. And demanding political qualifications to the contemporary citizen today is not only naif, but at odds with what what institutional thinking requires. In other words, the concrete transformation of the post-liberal state is one of permanent optimization of conflict, which is why John Gray has lucidly defined the (contemporary) ‘new Leviathans’ are “engineers of the soul” with broad and sweeping capacities to govern over every inch of the social space [5]. In the wake of these institutional mutations, the call endorse a “moral critique” might be taken as a post-enlightened lullaby that among the blasting and striding cries of infants of the nursery will most likely just pass unheard.

Notas 

1. Adrian Vermuele. “Imagine there is no Congress”, Washington Post, 2016: https://www.washingtonpost.com/news/in-theory/wp/2016/01/11/imagine-theres-no-congress/ 

2. Robert Alexy. “The Rationality of Balancing”, in Law’s Ideal Dimension (Oxford U Press, 2021), 122.

3. Akhil Reed Amar. “The end of Roe v. Wade”, The Wall Street Journal, 2022: https://www.wsj.com/articles/the-end-of-roe-v-wade-11652453609 

4. Eric Nelson. The Theology of Liberalism: Political Philosophy and the Justice of God (Harvard U Press, 2019), 164.

5. John Gray. The New Leviathans: Thoughts After Liberalism (Farrar, Straus, and Giroux, 2023), 5. 

La crítica de John Finnis al idealismo jurídico de Alexy por Gerardo Muñoz

En varias ocasiones John Finnis ha dicho que no le gustan las etiquetas jurídicas y que prefiere no usarlas, tal y como que se comprueba en la réplica a la teoría de la dualidad del derecho de Robert Alexy publicada bajo el título “Law as Fact and as Reason for Action: A response to Robert Alexy on Law’s Ideal Dimension” (2014). Tal vez por esta misma razón – esto es, la insuficiencia de las etiquetas – es por lo que Finnis no aluda al ‘interpretativismo’ para dar cuenta de la concordancia entre el “anti-positivismo” inclusivo (la teorización de su iusnaturalismo), y un sentido normativo de coordinación positiva de autoridad institucional. Esta polaridad es lo que la forma “ideal” de Alexy debe ganar para hacerse de una tercera posición. Pero para Finnis no se trata nunca de un “either / or” en la encrucijada entre moral y derecho, sino más bien en establecer justificaciones y obligaciones colaterales que, justamente porque existe la dimensión autoritativa del derecho, puede decirse que promueven un sentido ‘justicia’. El centro de la réplica de Finnis a Alexy cae sobre la llamada fórmula de Radbruch – integrada en la jurisprudencia de las cortes alemanas – en la que una “injusticia extrema” invalida la esencia del derecho siempre en cada caso.

La fórmula de Gustav Radbruch es la piedra de toque de Alexy en varios niveles: i) en primer lugar es lo que logra subordinar la dimensión “real” en el juego concreto de los intereses y del cálculo jurisprudencial)  a la dimensión “ideal” del derecho haciéndole espacio “súper-inclusivo” en un sistema normativo; ii) en segundo lugar, la fórmula le permite a Alexy introducir el llamado “argumento desde la injusticia” en la que los partícipes del sistema son tomados en cuenta en la legitimidad, y iii) en tercer lugar, la última instancia es el super-inclusivismo del propio Alexy el cual le permite marcar una diferencia con respecto al iusnaturalismo de Finnis, todavía subordinada a la dimensión positiva; inclusiva con respecto a la moral en el derecho, pero exclusiva con respecto a la moral siempre contingente de los partícipes. Pero como dice Finnis, el derecho es un sistema de justificaciones de razones que habiliten condiciones para el actuar. Mientras que en Alexy el derecho como “justicia” es un procedimiento conceptual de lo no-legal a lo legal [1]. Esto es, porque hay una perspectiva objetiva de los partícipes de un estado de derecho es que hay podemos hablar de “estado de derecho”. Para Finnis, al contrario, no hay una primacía de la función conceptual, ya que todo razonamiento práctico, incluso al ser guiado por ideales (la justicia, el bien común, o el set de bienes públicos que el mismo Finnis despliega en Natural Law and Natural Rights), necesita de una dimensión “realista” para guiar la coordinación práctica de sus necesidades y por lo tanto de una manera de justificaciones al interior de un sistema de coordinación. 

La crítica de Finnis a la irreductibilidad entre la dimensión ideal y real del derecho de Alexy, no es tanto una negación de esa separación como una defensa iusnaturalista que no puede ignorar la dimensión positivista de una teoría jurídica que se atenga a pretensiones prácticas. De ahí que Finnis ponga de cabeza la separación positivismo y iusnaturalismo, al recordar que el llamado positivismo jurídico siempre ha estado presente a lo largo de la mejor tradición iusnaturalista anterior al positivismo moderno, algo así como lo que Lon Fuller dictaminó como una moral interna al derecho [2]. Y mientras Finnis defiende una serie de obligaciones acotada a un sistema positivo; Alexy opta por entender la obligación como la única opción “correcta” para todo propósito práctico [3].

¿Pero es así en cada caso para la práctica jurisprudencial? ¿Esto es, es así así en cada momento en que se decide sobre un estado de cosas? La paradoja es que, si pensamos que Alexy daría una negativa, entonces la prioridad de la forma ideal colapsaría ante la real (law as law). O, dicho en otras palabras, la dimensión “ideal” en Alexy es en realidad una dimensión real valorativa, puesto que solicita una necesidad conceptual, en lugar de un principio mediante el que cual se pudieran tramitar la aplicabilidad de la fórmula de Radbruch. Y ese excedente de valores es lo que define al iusmoralismo del iusnaturalismo no-positivo (Finnis), o de las versiones del positivismo inclusivo (Raz, Fuller, etc.) Al final, esto es también lo que argumenta Finnis contra el anti-positivismo absoluto de Alexy: “If there is a mistake, I think it is in Alexy’s “inclusive non-positivism” in so far as it is conceived to be a truth about the nature or essence of law. Two signs: the idea that what is at stake here is a “construction”; and the idea that could weigh by reason such in commensurabilities as “ideal” and “real/factual” dimension” [4]. Y es por esta razón que hablamos de una función realista de la dimensión “ideal” de Alexy, ya que al final la construcción de una filosofía jurídica súper-inclusiva consta de antemano con la primacía idealista sobre los hechos. 

Pero si hay una dimensión realista de la fórmula ideal, ¿entonces cómo podemos garantizar el ejercicio de la exclusividad desde el punto de vista de los participes? Es aquí donde Finnis recuerda que los participes (en el marco del iusnaturalismo) nunca desaparecen, sino que es la misma comunidad que, en virtud del bien común, quiere que se defienda un sistema positivo, así como la validez inter-sistemática de justicia con sentido proporcional y de obligaciones reales, y no meramente dependientes de un ideal o de un compromiso sustantivo sobre la esencia del “bien común”. Como queda claro, para Finnis el “bien común”, a diferencia de su nueva conceptualización “clásica” (o más bien alexiana, ya que lleva la conmensurabilidad entre moral y derecho al límite) de Adrian Vermeule, no es una derivación conceptual de la fórmula de Radbruch ni una instrumentalización directa del ius, sino que cobra sentido mediante la aplicación autoritativa del derecho [5]. Por eso el derecho no puede coincidir en su plenitud con el registro de la teología o de la fuente textual. Y por extensión, tanto el concepto y el principio ideal atentarían contra la integridad misma de lo que entendemos por una filosofía jurídica (legal philosophy).

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Notas 

1. John Finnis. “Law as Fact and as Reason for Action: A response to Robert Alexy on Law’s Ideal Dimension”,The American Journal of Jurisprudence, Vol. 59, N.1, 2014, 85-109. 

2. Ibíd., 97.

3. Ibíd., 103.

4. Ibíd., 109.

5. Adrian Vermeule. “The Relationship of Positive Law and Natural Law”, Curso en el Thomistic Institute, Washington DC, 2019: https://soundcloud.com/thomisticinstitute/the-relationship-of-positive-law-and-natural-law-pt-1-prof-adrian-vermeule?in=user460553685/sets/wl-3