The necessity of Penia. by Gerardo Muñoz

It is well known that Aristophanes’ late comic work on wealth, Plutus (388), provides us with what is perhaps the most dramatic and conceptual elaboration of the mythic personification of poverty (Penia) of late antiquity. What is remarkable is that in her self-presentation to the character Chremylus, Penia draws on a political parallelism that colors the ongoing crisis of governance of the ancient polis. If the Greek comedy is dependent on the function of the pólos (which is the vortex of movement that makes possible grasping the specificity of the being that is said), always prior to the arrangement of the polis, then it would follow that Aristophanes’ commentary on the centrality of Penia is neither mockery nor irony within the structure of the play, but rather an element fundamental to the historical presentation of the consciousness of historical public life. The emergence of Penia in Plutus is recorded in the lines 550-554 (a paraphrase might be adequate here): “Thrasybulus and Dionysius are one and the same according to you. No, my life is not like that and will never be. The beggar, whom you have depicted to us, never possesses anything. The poor man lives threfitly and attentively to his work; he has not got too much, but does not lack what he really needs” [1]. Poverty is an intimate relationship with needs; perhaps an unsaid relation, but one that must be accounted for nonetheless.

At her entrance into the play, we are told that Penia’s complexion is both mad (makaron) and tragic (tragōdikon); she could very well be an Erinyes companion from the underworld of the dead. Penia as a mythic figure is a fullfilled form of life. More importantly, what is crucial in the Plutus is that Penia defines herself in sharp contrast to the life of beggars or ptochos. This means that while the penetes is tied to a constitutive need as condition for a form of life; the ptochoi is a being that merely lives in a state of survival, and endures his absence of proper needs. Because Penia is contrasted to the destitute life embodied by ptochos, she can state in one moment primacy over wealth: “all your blessing….you have all that you need in abundance, thanks to me” [2]. Hence, as it has been noted, the irrevocable presence of Penia in the polis is the condition of possibility for Ploutus, god of wealth and abundance, shown in ancient representations as holding the flourishing cornucopia from the fertile harvest season. 

What is important to note is that the close and fluid relationship between Ploutus and Penia; that is, between abundance and need, far from being opposition is relational and nourished by its pólos. In this way, the being of need, the penetes, is only able to flourish if he is capable of attaining a free relation with its desire of its vital making, and not from an external power that can determine the functions directed to abstract modeling of population survival. If Aristophanes’ Penia is defined against the ptochos is not because there is a difference of degrees in terms of dispossession, negative or quantitative, but rather it is because it is a disjointed relationship between poverty as a transfigured life, and a life that become destitute because it has ceased to be attentive to its own needs. In the incommensurable ground of the polis, it could be said that the ptochoi were unformed lives that merely persisted in time on the margin of the system of relation of the human community, and for this reason they dwelled in a permanent state of apolis, since their only viable horizon was the result of economic abstraction for secondary needs. In other words, the beggars of the apolis are ultimately effects of economic forces that they do not control, precisely because they no longer have any existential relation with the realm of necessity, that is, with poverty as understood under the shadow of Penia. 

In this sense, the condition of beggar is an ultimate economic subjection that is already beyond the sufficient limitation of needs, and thus it has lost all contact with the world. It is has become deprived of the world without being truly dead. Here, one should not forget that as Plato registers the genetic relationship between Penia and Eros in an important moment of The Symposium: “Eros is the son of Poros and Penia, and partakes of the nature of both parents, the fertile vigor of the one, the wastrel neediness of the other. As he is a mean between mortal and immortal” [3]. But the erotic soul in the last resort is nothing but the desire for immortality; and, as a daimon, it mediates between passions and the beautiful, between the divine and the mortal, between need and wealth towards the depth of a harmous life [4]. As Sandrine Coin-Longeray has shown in her exemplary study, Penia (πενία) exceeds the effective qualification of the “good life” based on labour; rather it is a route of life that outlives itself in the erotic transfiguration of world towards the preservation of irreducible homeostasis of common life [5]. 

This is why Plato’s conception of the ‘happy city’ or the kallipolis was imagined as a deposition of the process of abstraction between “rich” and “poor” that ultimately has come to regulate the modern organization of social rationality proper to accumulation, production, and distribution to supply to rhe demand of ever expanding secondary needs in the general field of consumption. As Plato writes in Book III of The Laws in a section precisely dedicated to showing how to bring civil war to an end: “Because of all this, they were not intolerably poor, not driven by poverty to quarrel with each other; but presumably they did not grow rich either, in view of the prevailing lack of gold and silver. Now the community in which neither wealth nor poverty exists will generally produce the finest characters, because tendencies to violence and crime, and feelings of jealousy and envy, simply do not arise” [6]. The civilizational path undertaken by West since the rise of institutionalized isonomy could not be but exactly the opposite of the platonic deposition of the autonomy of alienated classes. Today it is all too apparent that every sphere of social reproduction stimulates a ferocious race to the bottom between a kleptocracy and a vast administered population of ptochoi that, precisely because they have no relation to Penia, is left pursuing compensatory reactions within the social mechanism of organized begging that they are forced to endure. Under the oblique light of Penia, it becomes clear that both redistributionist policies through state institutions, as well as the autonomous market initiatives of financial models tend to be two sides of the same defense of abstract abundance on the back of the human community of penetes

The negative subsumption of material needs, and thus of poverty into quantifiable assets that characterize abundance and growth at a civilizational scale – with the collaboration of all modern political ideologies without exception always oriented towards production – has contributed to thwart the path of Penia that is necessary to live freely between passions and needs. This is why in his 1945 lecture “Die Armut” (“Poverty”), Martin Heidegger, departing from a well-known intuition from Hölderlin, claimed that ‘being-poor’ does not mean the absence of some property or substance, but a relation to needs; because only in poverty do we preserve a free relation unto what we need (not-wedigkeit) as necessary. And only this can be taken as the true and ultimate wealth: ‘we have become poor in order to be rich’, means that only through the preserving necessity of Penia will there be a liberating dislocation for human life beyond the indigence of mere exchange and the endless struggle over material goods and the private property. As the world becomes a more vast wasteland of beggars and disposable bodies at the service of technology, Heidegger, in Eckhartian tenor, was not wrong to claim that poverty and Penia will ultimately be the ethical destiny of the people of the West only if they become attune to the divine overtone of poverty as their destiny. Thus, the only possible abundance in a declining world can be realized through the enduring necessity and disquiet return of the essence of poverty – to come near the nothing, because there we find the dearth of the earth. Indeed, as Penia says in Plutus before leaving the stage: “One day you will speedily send for me back” [7]. 

Notes 

1. Aristophanes. Plutus (Loeb 1946), 550-555, 421. 

2. Ibid., 501-511, 409.

3. Plato. The Symposium (Penguin Books, 1987), 203b, 82. 

4. F. M. Cornford. “The Doctrine of Eros in Plato’s Symposium” (1937), in The Unwritten Philosophy and Other Essays (Cambridge University Press, 1950), 74. 

5. Sandrine Coin-Longeray. Poésie de la richesse et de la pauvreté: Étude du vocabulaire de la richesse et de la pauvreté dans la poésie grecque antique, d’Homère à Aristophane: ἄφενος, ὄλβος, πλοῦτος, πενία, πτωχός (Publications de l’Université de Saint-Etienne, 2014), 153-56.

6. Plato. The Laws (Penguin Books, 1975), 122. 

7. Aristophanes. Plutus (Loeb 1946), 630, 421.

Justification and the demonic State. by Gerardo Muñoz

In the broadest sense of the term, questions about the law are predominantly about its justifications, and more specifically about where to locate the act of justifying. That one of the most important elaborations of exclusive positive authority was dependent on a theory of justification to transfer norms of authority (a theory labeled the “normal justification theory”) goes to show that the traditional opposition between positive law as pertaining to the sphere of rights and guarantees and natural law to that of justification comes short in the understanding of the internal development of judicial reasoning in the second half of the twentieth century that unsurprisingly coincides with the crisis of the secular liberal state [1]. The reliance on a “justification theory” will imply not only a new conception of legitimation, but also the outsourcing of the self-referential determination of “Nature” through which Roman Law constructed its principle of the rule of law and the validity of adjudication. As we know, Roman Law did not speak of “justification” but rather of necessity emanating from Nature, which could not oblige to performance or act through by what by nature is impossible or wrong [Ius plurimis modis dicitur: uno modo, cum id quod semper aequum et bonum est ius dicitur, ut est lus naturale]. The natural source of law, as famously defined by Ulpian in the Digest, is in this way permanently tilting between the good and the equitable (ius est ars boni et aequi). This is a matter of first principles of the law (ius), which did not solicit “argumentation” or second order reasoning to uphold its internal legal validity. 

The passage from natural necessity in the “hands of the priest”, in Ulpian’s conception, to the modern autonomy of justification takes place when principles are no longer the exclusive framework parameters for operative claims, but the very activity that defines the elasticity of an actual norm and its argumentation within a concrete positive order. This is one way in which one should define the specificity of the American practical legal order (not just its legal philosophies, which tends to run counter to this, cloaked under the vestigates of positivism vis-à-vis the letter and spirit of the Constitution) through juridical administration, whose structural polarity of command and justification defines the administrative process. Early in the twentieth century, Guglielmo Ferrero noted that one of defining characteristics of the American political model rested on a magistrate judicial power that fundamentally differed from European Common Law or positivist tradition in its practice [2]. Contrasting the independence of a limited bureaucracy to the predominance of an all encompassing “juridical administration”, Ferrero noted (although lacking the legal vocabulary to articulate it positively) that the administrative nexus will infinitely expand over social practical reasoning due to the unrestricted force of justification. And the need for justification is what outsources the ancient principles of natural law (ius) to the executive authority that renders operative every sphere of social action and interaction even if they are not explicitly declared prima facie by those principles. The efficacy of justification is the linguistic deployment – a rhetorical craft through rational argumentation – that will generate specific verisimilitude to the otherwise arbitrary and uncontested enactment of its principles. Justification could be said to appear as the work of language that provides internal cohesion of an array of coordinated conditions for secondary social actions. 

Since the inception of modern secularization, the nature of justification is the realization of the works without end, which inverts the notion of “justification” in the theological sphere that we owe to Paul. For the Apostle the idea of justification or dikaiōsis implies the making of righteousness through the soteriological narrative of Christianity that subsumes humanity’s fall (sin) for a redeeming liquidation of law. This means that man’s just act in faith generates “justification” (dikaiōsis) of life for all people (Roman 5:18). And as we read from Galatians 2:6: “Know that a person is not justified by the works of the law, but by faith in Jesus Christ. So we, too, have put our faith in Christ Jesus that we may be justified by faith”. The force of justification (dikaiōsis) trumps the production of the works of law that divides human beings in the immanence of this world between the saved and the condemned, the free and the imprisoned, the friend and the enemy. Whereas justification in the theological sense can only imply the ‘end of law’ for righteousness (Roman 10:4), in its late secularized rendition it implies exactly its distorted mirror image: to justify is transformed into the binding force over the void of authority that renders effective the hollow machinery of its own self-validation. 

It is telling that in an essay that was first published in German in 1938 under the title “Justification and Justice” (“Rechtfertigung Und Recht”), the German theologian Karl Barth takes note on the transformation of the State becoming “demonic” not due to its utter demise, but as a profanation of the theological justification of “unwarrantable assumption of autonomy as by the loss of its legitimate, relative independence, as by a renunciation of its true substance, dignity, function, and purpose…a renunciation which out in Caesar worship, the myth of the state and the like” [3]. The emergence of the “demonic nature” of the State was internal of its own making , since it conflated faith and people at the same level of social immanence, while preparing the actual realization of an authoritarian world without escape. Following Heinrich Schlier’s work on the figure of the State in the New Testament, Barth will suggest that this political totalization secularized the limit posited by the suum cuique of justification into an instrument of endless domination that characterized the emerging political reality. In fact, in his essay “The State according to the New Testament”, Schlier will define the phase of the demonic State as one colored by the inception of the sphragis, that is, “the sign of the state party as it were the secularized seal of baptism which levels all differences between men and only distinguishes between friend and energies of the ruling system. Those who refuse the new metaphysical slave are deprived of their economic foundations. Even economic life is directed by the spirit of the beast” [4]. 

Only in such context does the true light of the force of justification comes in full display: the sphragis can only labour to justify the vicarious social existence of the mystery of iniquity infinitely redressing itself as legal argumentation and juridical principles, administrative determinations and executive commands. And Schlier could not let the question pass: “What will Christians do in this situation? They will no longer want to have any part in this caricare of a state, they will “go out…they will simply be outlawed and persecuted” [5]. More than ever today, we are in desperate need of elaborating the elementary aspects of a political theory of demonology that defines a certain point where there is no turning back. To outlive persecution and tear the bond of justification shatters the civilizational course that has sublimated the end of time as an instrument of daemonic absorption into endless legal statues.

Notes 

1. Joseph Raz defines “normal justification thesis” of legal authority in this way: “I shall call it the normal justification thesis. It claims that the normal and primary way to establish that a person should be acknowledged to have authority over another person involves showing that the alleged subject is likely better to comply with reasons which apply to him (other than the alleged authoritative directives) if he accepts the directives of the alleged authority as authoritatively binding and tries to follow them, rather than by trying to follow the reasons which apply to him directly”, in “Authority and Justification”, Authority (NYU Press, 1990), 129.

2. Guglielmo Ferrero. “American characteristics” (1910), The Atlantic. 226. 

3. Karl Barth. Community, State, and Church (Peter Smith, 1968), 118.

4. Heinrich Schlier. “The State  according to the New Testament”, in The relevance of the New Testament (Herder and Herder, 1968), 236.

5. Ibid., 237.

Thrasymachus, the paradigm of force. by Gerardo Muñoz

Few characters are more memorable in the first book of Plato’s The Republic than the sophist Thrasymachus, whose shadow is still very much looming around us given that it is obvious that today everything in our contemporary world is optimized through force. Thrasymachus’s strict identification of reserve power (potentia) with justice (ius) is in many respects prophetic, since it already subordinates the ideal of justice with practical reason and effective norms, a crowning achievement of modern political power. This is why Leo Strauss could claim in The City and Man that Thrasymachus’ position is ultimately a defense of the thesis of “legal positivism” that brings to fruition the legitimate order and the police powers of the city. In other words, Thrasymachus discovered that the requirements for the permanence of an active social order of a police entails the mediation of the two dimensions of legal authority: obedience and the internal recognition of a secondary rule that liquidates the possibility of raising the question of what is “just” (now internal to the organization of internal powers). If the aim of “justice” becomes the optimal application of effective rules and norms that provide the services of the city, then political rule becomes an infallible and uncontested logic. Politics is ultimately force, and force is the energy organized by politics in the city. 

As Strauss writes: “Thrasymachus acts like the city, he resembles the city, and this means according to a way reasonably acceptable to both…Thrasymachus is the city. It is because he is the city that he maintains the thesis of the city regarding justice and that he is angry at Socrates for his antagonism to the thesis of the city. Thrasymachus’ rhetoric was especially concerned with both arousing and appeasing the angry passions of the multitude, with both attacking a man’s character and counteracting such attacks, as well as with play-acting as an ingredient of oratory” [1]. Well before the general equivalent of contractual commercial relations, Thrasymachus’ rhetorical deployment functioned as a techne alupias against the unwarranted passions of human beings. And, contrary to the common opinion that separates the craft of sophistry from the unity of rational discourse (logos), Thrasymachus’ defense of force presupposes the autonomy of language in the rhetorical construction (very much like modern poetry centuries later) to serve as the hospice of rational pondering in the polis. To make language the exclusive battle ground: even in antiquity it was said of Thrasymachus, “you are just like your name, bold in battle”. And Plato wanted to hold on to this picture. This ultimately means – and it is still at the center of our contemporary predicament – that the coming of the “Social man” in the city is only possible on the condition of a primary transformation of the event of language and the speaking being. This is why if Thrasymachus was the “pioneer of rhetoric and elocution”, as it has been claimed, it is only because his appeal to the pragmatics of political power was mediated by the invention of the ‘mystery of the prose style’; that is, of reducing the non-grammatical mediation to the orderability of a prose adjusted as an instrument to the world [2]. The enslavement of the passions is the commencement of the social prose in which we are forced to act in our alienated roles.

Only when language becomes rhetorical communication it is possible to grasp the world as a case of an entity of legibility and knowability, where reasons (inclusive and exclusive, that is, as what can be delegated for my own interests) and political rule converge without residue. What will become obvious through the cybernetic dominion over “information”, it was first elaborated as the pressure of rhetoric where the logical force of predication took its force to disclaim myth as the unappropriated experience of worldly phenomena. The art of rhetoric does not render “truth” obsolete; it rather incorporates theoretical and systemic deductions – a flattening of logos without myth -, so that the event of truth can no longer stand as the unsurveyed horizon of the intelligibility [3]. The consolidation of force means this much: that Thrasymachus’ prose of the world is not just an exclusive political program of the “fictitious”, as much as a program for the total attainability of the world; a world that by becoming fully accessible and objective, it pays the high price of eclipsing the presence of things, and the event of truth and naming in language. A world without kallipolis that will only distribute and perpetuate ad infinitum injustice as the corollary for the triumph of immanence of force.

Notes 

1. Leo Strauss. The City and Man (University of Chicago Press, 1964), 78.

2. Bromley Smith. “Thrasymachus: a pioneer rhetorician”, Quarterly Journal of Speech, 1927.

3. Gianni Carchia. “La persuasión y la retórica de los sofistas”, in Retórica de lo sublime (Tecnos, 1994), 60.