economy

The necessity of Penia. by Gerardo Muñoz

It is well known that Aristophanes’ late comic work on wealth, Plutus (388), provides us with what is perhaps the most dramatic and conceptual elaboration of the mythic personification of poverty (Penia) of late antiquity. What is remarkable is that in her self-presentation to the character Chremylus, Penia draws on a political parallelism that colors the ongoing crisis of governance of the ancient polis. If the Greek comedy is dependent on the function of the pólos (which is the vortex of movement that makes possible grasping the specificity of the being that is said), always prior to the arrangement of the polis, then it would follow that Aristophanes’ commentary on the centrality of Penia is neither mockery nor irony within the structure of the play, but rather an element fundamental to the historical presentation of the consciousness of historical public life. The emergence of Penia in Plutus is recorded in the lines 550-554 (a paraphrase might be adequate here): “Thrasybulus and Dionysius are one and the same according to you. No, my life is not like that and will never be. The beggar, whom you have depicted to us, never possesses anything. The poor man lives threfitly and attentively to his work; he has not got too much, but does not lack what he really needs” [1]. Poverty is an intimate relationship with needs; perhaps an unsaid relation, but one that must be accounted for nonetheless.

At her entrance into the play, we are told that Penia’s complexion is both mad (makaron) and tragic (tragōdikon); she could very well be an Erinyes companion from the underworld of the dead. Penia as a mythic figure is a fullfilled form of life. More importantly, what is crucial in the Plutus is that Penia defines herself in sharp contrast to the life of beggars or ptochos. This means that while the penetes is tied to a constitutive need as condition for a form of life; the ptochoi is a being that merely lives in a state of survival, and endures his absence of proper needs. Because Penia is contrasted to the destitute life embodied by ptochos, she can state in one moment primacy over wealth: “all your blessing….you have all that you need in abundance, thanks to me” [2]. Hence, as it has been noted, the irrevocable presence of Penia in the polis is the condition of possibility for Ploutus, god of wealth and abundance, shown in ancient representations as holding the flourishing cornucopia from the fertile harvest season. 

What is important to note is that the close and fluid relationship between Ploutus and Penia; that is, between abundance and need, far from being opposition is relational and nourished by its pólos. In this way, the being of need, the penetes, is only able to flourish if he is capable of attaining a free relation with its desire of its vital making, and not from an external power that can determine the functions directed to abstract modeling of population survival. If Aristophanes’ Penia is defined against the ptochos is not because there is a difference of degrees in terms of dispossession, negative or quantitative, but rather it is because it is a disjointed relationship between poverty as a transfigured life, and a life that become destitute because it has ceased to be attentive to its own needs. In the incommensurable ground of the polis, it could be said that the ptochoi were unformed lives that merely persisted in time on the margin of the system of relation of the human community, and for this reason they dwelled in a permanent state of apolis, since their only viable horizon was the result of economic abstraction for secondary needs. In other words, the beggars of the apolis are ultimately effects of economic forces that they do not control, precisely because they no longer have any existential relation with the realm of necessity, that is, with poverty as understood under the shadow of Penia. 

In this sense, the condition of beggar is an ultimate economic subjection that is already beyond the sufficient limitation of needs, and thus it has lost all contact with the world. It is has become deprived of the world without being truly dead. Here, one should not forget that as Plato registers the genetic relationship between Penia and Eros in an important moment of The Symposium: “Eros is the son of Poros and Penia, and partakes of the nature of both parents, the fertile vigor of the one, the wastrel neediness of the other. As he is a mean between mortal and immortal” [3]. But the erotic soul in the last resort is nothing but the desire for immortality; and, as a daimon, it mediates between passions and the beautiful, between the divine and the mortal, between need and wealth towards the depth of a harmous life [4]. As Sandrine Coin-Longeray has shown in her exemplary study, Penia (πενία) exceeds the effective qualification of the “good life” based on labour; rather it is a route of life that outlives itself in the erotic transfiguration of world towards the preservation of irreducible homeostasis of common life [5]. 

This is why Plato’s conception of the ‘happy city’ or the kallipolis was imagined as a deposition of the process of abstraction between “rich” and “poor” that ultimately has come to regulate the modern organization of social rationality proper to accumulation, production, and distribution to supply to rhe demand of ever expanding secondary needs in the general field of consumption. As Plato writes in Book III of The Laws in a section precisely dedicated to showing how to bring civil war to an end: “Because of all this, they were not intolerably poor, not driven by poverty to quarrel with each other; but presumably they did not grow rich either, in view of the prevailing lack of gold and silver. Now the community in which neither wealth nor poverty exists will generally produce the finest characters, because tendencies to violence and crime, and feelings of jealousy and envy, simply do not arise” [6]. The civilizational path undertaken by West since the rise of institutionalized isonomy could not be but exactly the opposite of the platonic deposition of the autonomy of alienated classes. Today it is all too apparent that every sphere of social reproduction stimulates a ferocious race to the bottom between a kleptocracy and a vast administered population of ptochoi that, precisely because they have no relation to Penia, is left pursuing compensatory reactions within the social mechanism of organized begging that they are forced to endure. Under the oblique light of Penia, it becomes clear that both redistributionist policies through state institutions, as well as the autonomous market initiatives of financial models tend to be two sides of the same defense of abstract abundance on the back of the human community of penetes. 

The negative subsumption of material needs, and thus of poverty into quantifiable assets that characterize abundance and growth at a civilizational scale – with the collaboration of all modern political ideologies without exception always oriented towards production – has contributed to thwart the path of Penia that is necessary to live freely between passions and needs. This is why in his 1945 lecture “Die Armut” (“Poverty”), Martin Heidegger, departing from a well-known intuition from Hölderlin, claimed that ‘being-poor’ does not mean the absence of some property or substance, but a relation to needs; because only in poverty do we preserve a free relation unto what we need (not-wedigkeit) as necessary. And only this can be taken as the true and ultimate wealth: ‘we have become poor in order to be rich’, means that only through the preserving necessity of Penia will there be a liberating dislocation for human life beyond the indigence of mere exchange and the endless struggle over material goods and the private property. As the world becomes a more vast wasteland of beggars and disposable bodies at the service of technology, Heidegger, in Eckhartian tenor, was not wrong to claim that poverty and Penia will ultimately be the ethical destiny of the people of the West only if they become attune to the divine overtone of poverty as their destiny. Thus, the only possible abundance in a declining world can be realized through the enduring necessity and disquiet return of the essence of poverty – to come near the nothing, because there we find the dearth of the earth. Indeed, as Penia says in Plutus before leaving the stage: “One day you will speedily send for me back” [7]. 

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Notes 

1. Aristophanes. Plutus (Loeb 1946), 550-555, 421. 

2. Ibid., 501-511, 409.

3. Plato. The Symposium (Penguin Books, 1987), 203b, 82. 

4. F. M. Cornford. “The Doctrine of Eros in Plato’s Symposium” (1937), in The Unwritten Philosophy and Other Essays (Cambridge University Press, 1950), 74. 

5. Sandrine Coin-Longeray. Poésie de la richesse et de la pauvreté: Étude du vocabulaire de la richesse et de la pauvreté dans la poésie grecque antique, d’Homère à Aristophane: ἄφενος, ὄλβος, πλοῦτος, πενία, πτωχός (Publications de l’Université de Saint-Etienne, 2014), 153-56.

6. Plato. The Laws (Penguin Books, 1975), 122. 

7. Aristophanes. Plutus (Loeb 1946), 630, 421.

The faction difficulty. by Gerardo Muñoz

The central contribution of American republican political thought is arguably the way it found a solution to the problem of factions, a legendary difficulty that not only has not disappeared but rather intensified in our present. For the enlightened republicans of the eighteenth century, well versed in the classical tradition and the histories of Florentine medieval strife, factionalism was the cardinal difficulty of social order; how to best deal with conflicting loyalties and the perpetuation of violence for virtuous and at times times even springing from “idleness and courage of the youth”, as told by Carol Lansing’s scholarship [1]. The existence of differences and cleavages in the society ultimately meant the brewing of an ephemeral coalitions and private masters, which, in turn, often resulted in the thorough expulsion of the enemies from the polis. These unregulated clashes of authorities and private actors was called by the fourteenth century jurist Bartolus of Saxoferrato a seventh form of government mixture: a “monstrous government”. The problem of faction will emerge for the moderns as the condition that prompts the articulation of a governmental rationality capable of constructing the homogeneity of social living. In other words, the modern classical homogeneity of the civil society is the creation of the domestication of factions as social grouping units to be obtained and arranged as an indirect power from within to transform ‘barbarism’ to civilization. David Hume’s political writings – and in particular his “Idea of a Perfect Commonwealth” (1752), which was highly influential to the Federalists, understood that the threat is of “factions” required a new framework: politics had to be reduced to a science [2]. What could politics as science entail? We are not yet in the administrative rationality and professional political vocation of Max Weber’s sociology. The scientific reduction meant a paradigmatic transformation of classical politics properly understood (virtuous, moral, and just) into an economic determination in which interests took the center stage over the combustion of the passions. The new science of politics implied a retooling of the problem of factions by decompressing the clustered interests of unaccounted and disloyal factional expansion under governmental action. For Hume the passage from passions to interests entailed a descaling of factionalism on one hand, while an expansion of a robust form of government over a large territory on the other.

However, if for Hume factions are still an impolitical unit of association that must be minimized, it is James Madison in “Federalist 10” who achieves the complete “scientific” aspiration of political construction over factions as inseparable from the Social ahead of the industrial modern economic division of labor. In fact, as Douglass Adair reminds us, this particular essay of the Federalist Papers only became important towards the end of the nineteenth century in the wake of industrialization and economic power groups; that is, at a moment when indirect economic powers began to exert their influence into the institutional and regulatory composition of the state [3]. One could say that it is only at the outset of the triumph of economic “Americanism” that the Madisonian framework on factions is situated in its proper tripartite structure: factions are conditioned by positive liberty and make up the totality of the economic interests that make up civil society. Indeed, for Madison factions as expressions of the nature of man, and their existence detail degrees of activities in civil society [4]. In a way there is no civil society without factions, and there are only factions because there is civic Liberty.

Madison even constructs a naturalist analogy: what unrestrained Liberty is to faction, air is to a propagating fire. The activity and energy of factionalism is exclusively understood as one of economic interests which, insofar as it is conditioned by positive, differentiated, and unregulated liberty that expresses the unequal distribution of property that characterizes the essence of the social. The new science of government in this framework becomes clear: the end of government is neither properly about political enmity in relation to the state nor about suppressing and limiting factions, but rather about the optimization of the effects of factions. Madison writes in the groundbreaking moment of “Federalist 10”: “The interference to which we are brought is that the causes of faction cannot be removed from that relief is only to be sought in the means of controlling its effects” [5]. The optimized logistics of factionalism displaces the modern hobbesian picture of the sovereign state to a minimalist and compensatory nature to attenuate public order against “local and particular state legislatures” [6]. The optimization of factions now appears as the dominant aspect of a fundamental cybernetics that seeks to isolate, fragment, and juxtapose the conflagration of factions without losing the barring of state energetic durability. The faction difficulty lays bare the arcanum at the center of the res publica politics: the administration and reproduction of civil conflict.

The consolidation of the cybernetic solution to the faction difficulty emerges as an upgraded version of state auctoritas whose aim is to establish a balance between public opinion as distrust over “dispute”: “communication is always checked by distrust in proportion to the number whose concurrence is necessary” [7]. If communication becomes a strict science of regulating the means of expression (itself a medium), political authority is superseded over a constant war over words and force of exchange. This means that rather than putting an end to the stasiological tension through a political mediation of the state, the problem of faction reveals that stasis becomes an instrument to manage effects, produce legislative, and translate interests in the struggle of social differences. It goes without saying that perhaps the modernist differentiation between state and civil society in light of the problem of faction loses its predominance, as an entirely new framework emerges: a monstrous socialization that takes the form of a productive stasiology given that if “men were angels no government would be necessary” [8]. The irony is that the auxiliary precautions of factions is a secularized form (or at least one could trace it to) of the ministry of the angels. This reality demands a new ethic of the passions against both the vigorous indirect struggle of factionalism (and its modern rendition in the party form) and the axiological arrangement of interests that made the foundation of the social community possible.

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Notes 

1. Carol Lansing. “Violence and Faction”, in The Florentine Magnates: Lineage and Faction in a Medieval Commune (Princeton U Press, 2014), 181.

2. David Hume. “Idea of a Perfect Commonwealth”, in Political Writings (Hackett Publishing, 1994), 240-252.

3. Douglass Adair. “The Tenth Federalist Revisited”, The William and Mary Quarterly, Vol. 8, No. 1, 1951, 48-67.

4. Alexander Hamilton, James Madison, & John Jay. “Federalist 10”, in The Federalist Papers (Mentor, 1961). 79.

5. Ibid., 80.

6. Ibid., 83.

7. Ibid., 83.

8. “Federalist 51”, in The Federalist Papers (Mentor, 1961), 322.

Operative determinations in Carl Schmitt’s concept of the enemy. by Gerardo Muñoz

If the modern state presupposes the concept of the political, then the notion of the political presupposes the concept of the enemy. And if in Political Theology (1922) Schmitt claimed that the modern ethos was predicated as a struggle against the political, a decade later The concept of the political makes the case as to why the political could have only emerged in the wake of the crisis of the modern liberal state aggravated by the rise of the total state and the politization of the economy. All things considered, what Schmitt claims about “politics as destiny” (quoting Walter Rathenau, although the original is handed to us by Hegel quoting the Napoleon- Goethe conversation) has been misunderstood: “It could be more exact to say that politics continues to remain the destiny, but what has occurred is that economics has become political and thereby destiny” [1]. The total politization of economic relations – social contract as structured in value transaction and production – does not imply that Schmitt thinks that politics is destiny. If the ‘concept of the political’ is suppressed and subsumed by economics and techno-administration, then this implies that every sphere of human activity becomes political including one’s destiny. But no destiny can be fully administered or it ceases to be one.


The suppression- expansion of the political allows for the destruction of the enemy, who turns a mere protuberance in a pacified world order. In other words, for Schmitt (unlike what is usually said on his behalf) proposes a concept of the political to achieve a separation from politics that doesn’t amount to ‘critique of politics’ (allegedly what Liberal epoch offers), in the same way that the figure of the enemy is not to be understood normatively as the telos of political activity, but rather an operation that indicates degrees of association and dissociation given that the modern theory of the state is inseparable from plural conflict. In fact, as Schmitt states, the concept of the political as operatively defined by the enemy does not turn its back to pluralism, but rather wants to produce (“yield other consequences” is the language used) pluralism without suppressing the political unit itself [2]. And to yield “space of recognition” for friend-enemy divide does not entail war is neither the end nor the continuation of politics, as it has been understood, but rather an optimal effect whenever there is the existence of political units [3]. In this sense, the notion of enemy as presupposed in the concept of the political is not a substantive and personalist notion, but a particular operation that tries to contain domination while providing breathing space for a non-suppressive practice of politics (a counterpoint to fleeing from catastrophic techno-politics, suggested by Erich Unger’s Politics and Metaphysics during the same time).

One could outline at least four operative determinations of the enemy, which support the thesis of Schmitt’s effort to amend the conditions of the liberal state not negating them: a) the enemy is always a public enemy (hostis) and not a private one (enemicus). Here Schmitt retains the modern juristic conception of positive law. As Schmitt recalls in Ex captitvate salus, for the theologians the enemy is something to destroy, but he thinks as a jurist and not a theologian [4]. b) the hostis is not reducible to a person, but rather to a political unit, although the political could amount to an existential condition. If the “enemy is one’s own question as figure (Gestalt)”, as Schmitt quotes from Däubler, this also means that enemy is a principle of differentiation and mediation rather than a substantive essence, ideological or otherwise [5]. This is why it could be a mistake to confuse the gestalt formation with the unity and relative homogeneity of society required for the modern state.

c) If any political thinking is a thinking oriented towards optimization of the extreme case (this presupposes a negative anthropology), then it follows that the enemy is also the “enemy” in a concrete conflict. And it is clear why Schmitt taught that the suppression of war in the wake of the Kellogg Pact 1928 meant, as least tendentially, that enemies cease to be taken as a unit of differentiation transforming politics into a world police as the dominant practice of managing partners that eradicate the hostis. d) Finally, the notion of the enemy allows the state to recognize concrete threats and dispose of capabilities to respond to a crisis (here the polarity between decision and discussion comes to light), but also without discarding the basic principles of the rule of law such as nulla poena sine lege. In this final determination, the concept of the political is directed at displacing the separation of state and civil society, which according to Schmitt was incapable to offering a concrete response to the rise of neutralization posed by totalization of the “society” superseding the authority of the state (this is a variant of the economic primacy). The notion of the enemy is thus understood best as an optimal operativity that seeks to relieve politics from this polarity (totalization and repression) laying bare at the origin of the modern state.

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Notes 

1. Carl Schmitt. The Concept of the Political (University of Chicago Press, 1996), 78.

2. Ibid., 45

3. Ibid., 34.

4. Carl Schmitt. Ex Captivate Salus (Polity, 2017), 135.

5. Ibid., 136.

6. Carl Schmitt. “Premessa all’edizione italiana”, Le categorie del politico (Il Mulino, 1972), 39.